AML / KYC Policy
This is a template and must be reviewed by qualified legal counsel before launch.
1. Commitment
CHASE INVESTMENTS LIMITED is committed to preventing money laundering, terrorist financing, and other financial crime. We maintain an Anti-Money-Laundering (AML) and Know-Your-Customer (KYC) program proportionate to the risks of our service.
2. Customer Due Diligence (KYC)
Before processing withdrawals, and where otherwise required, we verify customer identity using government-issued identification and, where appropriate, proof of address. We may apply enhanced due diligence to higher-risk customers or transactions.
3. Risk-Based Approach
We assess and assign risk ratings to customers and transactions based on factors such as geography, behavior, transaction patterns, and source of funds, and we apply controls proportionate to that risk.
4. Transaction Monitoring
We monitor account activity and transactions on an ongoing basis to identify unusual or suspicious patterns, including structuring, rapid movement of funds, and inconsistencies with a customer's profile.
5. Sanctions Screening
We screen customers against applicable sanctions and watchlists. We do not establish or maintain relationships with sanctioned individuals or entities, or with persons in prohibited jurisdictions.
6. Suspicious Activity Reporting
Where we identify activity that we suspect may relate to money laundering or financial crime, we will report it to the relevant authorities in accordance with applicable law and may freeze or restrict the relevant account.
7. Record Keeping
We retain identification, verification, and transaction records for the period required by applicable law and make them available to regulators on request.
8. Governance and Training
We designate responsibility for AML compliance, provide staff with appropriate training, and review our program periodically to keep it effective and up to date.